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13358 Manchester Road
Suite 200
Des Peres, MO 63131

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Cornerstone Wealth Management

(314) 394-1670

 

Compliance

In the independent advisory world, compliance supervision is a mandatory part of business. However, it takes up a great deal of advisors’ valuable time and energy.

At Cornerstone Wealth Management, an in-house OSJ is in charge of reviewing all trades, annuity orders, email correspondence, new accounts and advertising/marketing efforts. By relieving advisors of all compliance management duties, they have more time to focus on growing their business and serving their clients.