Thomas Gooden, AIF®

Thomas Gooden, AIF®

Chief Compliance Officer

13358 Manchester Road, Suite 200
Des Peres, MO 63131

Thomas (Tom) Gooden joined the Cornerstone Wealth Management team in 2012 as a financial advisor. He later joined the compliance team, where he has served as the Chief Compliance Officer (CCO) since 2019. Tom blends over 30 years of industry experience with his understanding of the role of a financial advisor as he oversees the company’s policies and procedures, maintaining the firm’s SEC compliance integrity. Additionally, he helps Cornerstone Wealth Management’s financial advisors navigate the ever-changing regulatory environment as they guide their clients toward financial clarity.

Tom graduated from the University of Kansas (Go Jayhawks!) and holds Series 7, 24 & 63 securities registrations through LPL Financial and Series 65 registration through Cornerstone Wealth Management, LLC. He is also an Accredited Investment Fiduciary (AIF).

Tom is a native St. Louisan and along with his wife, Mona, has two daughters, Caroline and Allyson, and a rescue dog named Olive. He is an avid runner and cyclist and raises money for charities though running/cycling events throughout the year.

Securities registered in the following states:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, VI, WA, WI, WV

Insurance licensed in the following states:
MD, MO